http://www.securitiesfraudattorneyblog.com/ Published by Rich, Intelisano & Katz, LLP en-us 2011-12-09T10:55:50-05:00 http://www.securitiesfraudattorneyblog.com/2011/12/bloomberg_updateon_383m_client.html Below is a piece by Bloomberg on our firm's $383 million claim against Citigroup. There's more on this case on the firm's website at http://www.riklawfirm.com/ Citigroup’s Mathur Said to Depart With Hybrid Traders as Pandit Cuts Jobs By Donal Griffin... ross 2011-12-09T10:55:50-05:00 http://www.securitiesfraudattorneyblog.com/2011/12/american_lawyer_piece_on_firms.html Below is an American Lawyer piece which explains our clients' pending $383 million FINRA arbitration against Citigroup. It goes on to talk about how there are more and more large and complex cases at FINRA. It's true. As partner John... ross 2011-12-01T16:58:11-05:00 http://www.securitiesfraudattorneyblog.com/2011/11/bloomberg_piece_on_383m_client.html Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. Bloomberg Citigroup Saudi Deal Haunts Pandit By Donal Griffin - Nov 30, 2011 Saudi businessman... ross 2011-11-30T11:19:43-05:00 http://www.securitiesfraudattorneyblog.com/2011/11/private_shares_market_little_d.html Last week, we wrote about private shares fraud and how we think there may be significant litigation and/or arbitration in the future in this space. Today's NY Times has a very good Dealbook piece (below) by the "Deal Professor" about... Private Shares ross 2011-11-23T10:26:21-05:00 http://www.securitiesfraudattorneyblog.com/2011/11/private_shares_fraud_just_the.html Private shares fraud? We've been talking about it internally for months. Unregulated space where investors buy and sell private shares often of pre-IPO companies such as Groupon and Facebook. We think the potential fraud claims will occur in the pricing... Private Shares ross 2011-11-18T09:42:19-05:00 http://www.securitiesfraudattorneyblog.com/2011/10/bloomberg_goldman_sachs_asks_c.html Below is a Bloomberg article about our firm's $20.6 million FINRA arbitration award against Goldman Sachs related to Bayou. It's the largest arbitration award ever rendered against Goldman. The award was confirmed by Judge Rakoff and Goldman filed it's brief... ross 2011-10-17T09:27:41-05:00 http://www.securitiesfraudattorneyblog.com/2011/10/wsj_goldman_continues_to_fight.html Below is a WSJ article about our firm's $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. It is the largest arbitration award ever rendered against Goldman. The award was confirmed by Judge Rakoff... ross 2011-10-14T16:10:01-05:00 http://www.securitiesfraudattorneyblog.com/2011/10/on_wall_street_article_about_f.html Below is an On Wall Street piece about our firm's representation of a Saudi investor in a $383 million FINRA arbitration against Citigroup Global Markets, Inc. Citigroup Aims to Stop Arbitration From Proceeding By Lorie Konish, On Wall Street October... ross 2011-10-11T11:36:52-05:00 http://www.securitiesfraudattorneyblog.com/2011/10/bloomberg_citi_moves_to_stay_c.html Below is a story about CGMI's attempt to stay a $383 million FINRA arbitration filed by our firm related to inappropriate behavior with respect to derivatives, hedge funds, and private equity transactions. Oct. 6 (Bloomberg) -- A Citigroup Inc. unit... ross 2011-10-11T11:27:13-05:00 http://www.securitiesfraudattorneyblog.com/2011/07/otc_derivatives_fraud_cftc_sec_1.html OTC Derivatives fraud aspect to an interesting Futures Magazine piece CFTC, SEC Differ on New Derivatives Rules 6/26/2011 On June 14, 2011, the Commodity Futures Trading Commission (“CFTC”) issued a notice of proposed order and request for comment1 (the “Proposed... OTC Derivatives ross 2011-07-13T14:14:53-05:00