http://www.securitiesfraudattorneyblog.com/ en-us 2007-04-02T13:33:30-05:00 http://www.securitiesfraudattorneyblog.com/2007/04/reviewing_arbitrators_prior_aw.html One of the most important aspects of securities arbitration proceedings is choosing your arbitrators. It is more art than science. Securities arbitration attorneys ought to spend a ton of time researching and vetting potential panel members. This includes not... For Securities Arbitration Attorneys securitiesfraudattorneyblog-2 2007-04-02T13:33:30-05:00 http://www.securitiesfraudattorneyblog.com/2007/04/securities_arbitration_attorne.html We are often asked what materials an attorney should bring to a large and complex, customer versus brokerage firm, securities arbitration hearing besides evidentiary documents. Below is a list of five things every practitioner should not be without: 1. Exhibit... For Securities Arbitration Attorneys securitiesfraudattorneyblog-2 2007-04-01T13:13:35-05:00 http://www.securitiesfraudattorneyblog.com/2007/03/mortgage_securities_fraud_we_s.html The stock market has been tumbling since announcements by HSBC and other banks that there is great concern about exposure to subprime mortgage defaults. Could this be the beginning of a potential giant mortgage securities fraud investigation? Maybe. Subprime mortgages... Securities Fraud securitiesfraudattorneyblog-2 2007-03-13T18:28:40-05:00 http://www.securitiesfraudattorneyblog.com/2007/03/stockbroker_fraud_in_trusts_ca.html Trustees have fiduciary duties to trusts. When stockbroker fraud has potentially been committed in a trust, what should the trustee do? Investigate. A trustee has the duty to investigate red flags of fraud or wrongdoing by stockbrokers and to pursue... Securities Fraud securitiesfraudattorneyblog-2 2007-03-09T11:21:08-05:00 http://www.securitiesfraudattorneyblog.com/2007/03/stockbroker_fraud_of_seniors_c.html I received two very similar telephone calls this week from baby boomers who were worried that their elderly parents may have been the victim of stockbroker fraud by major Wall Street brokerage firms. Both of them had just learned of... Fraud Upon Senior Citizens securitiesfraudattorneyblog-2 2007-03-07T11:18:48-05:00 http://www.securitiesfraudattorneyblog.com/2007/03/securities_fraud_charges_lodge.html We thought huge, brazen insider trading cases went out with Gordon Gekko and Ivan Boesky in the eighties. Apparently not. The SEC charged 14 defendants with securities fraud in one of the boldest insider trading rings in recent years. A... Securities Fraud securitiesfraudattorneyblog-2 2007-03-03T11:10:14-05:00 http://www.securitiesfraudattorneyblog.com/2007/03/hedge_fund_fraud_ruling_agains.html Bear Stearns was ordered to pay at least $125 million by a New York bankruptcy judge for failing to disclose to investors that Manhattan Investment Fund was committing hedge fund fraud and the firm was instead accepting Manhattan’s funds to... Hedge Fund Fraud securitiesfraudattorneyblog-2 2007-03-02T11:05:09-05:00